Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathryn? Claim Your ProfileCathryn Hallahan Lopez is a financial advisor at Ameriprise Financial Services, LLC. Cathryn has been in the financial services industry since August 8, 2000. Cathryn has a Series 66, Series 65, Series 63, Series 24, Series 26, Series 7TO, SIE, and Series 7. Cathryn is registered in Florida, North Carolina and South Carolina as an investment advisor representative (IAR). Cathryn is also a board member of Lopez. Cathryn works out of the Ameriprise Financial Services, LLC office in Greenville, South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
03/19/2020 - Present
Ameriprise Financial Services, LLC (Greenville SC)
IL
07/01/2006 - 08/09/2006
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
12/11/2002 - 07/01/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
05/01/2002 - 10/29/2002
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
WA
09/07/2001 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
NC
04/10/1990 - 08/31/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
02/13/1989 - 01/30/1990
FIDUCIARY INVESTMENT COMPANY, INC. (BOSTON MA)
NC
08/09/1986 - 02/01/1989
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
12/03/1985 - 08/01/1986
SOVRAN INVESTMENT CORPORATION
BOTH
Issued 03/16/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 07/20/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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