Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathryn? Claim Your ProfileCathryn D. Pierce is a registered representative and investment advisor representative with LPL Financial LLC. Cathryn has been in the industry since December 2019. Cathryn has been registered in Vermont since May 2023. Cathryn previously worked for Neuberger Berman BD LLC. Cathryn is a Series 66, Series 24, and Series 7TO licensed professional. Cathryn is also a Series SIE licensed professional. LPL Financial LLC offers a variety of financial services, including financial planning, investment management, and insurance. The firm has offices in FORT MILL, SC, and DUSHORE, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
05/05/2023 - Present
LPL Financial LLC (FORT MILL SC)
NY
10/21/2019 - 02/22/2023
NEUBERGER BERMAN BD LLC (NEW YORK NY)
BOTH
Issued 02/05/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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