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Cathryn Ann Locke-o'hara

T. Rowe Price Investment Services, Inc.

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About Cathryn Ann Locke-o'hara

Cathryn Ann Locke-o'hara has been in the securities industry since April 21, 2001. Cathryn is a registered representative with T. Rowe Price Investment Services, Inc. and holds the Series 6, 7, 24 and 53 licenses. Cathryn is registered with the state of Maryland. Cathryn's current branch office is located in Baltimore, Maryland.

Firm Information

Cathryn Locke-o'hara is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cathryn Locke-o'hara’s Registration & Firm History

MD

10/07/2004 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

MD

06/10/1994 - 11/24/1997

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 08/09/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/22/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2004

Series 7 - General Securities Representative Examination

BC

Issued 04/22/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cathryn Ann Locke-o'hara.
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