Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathleen? Claim Your ProfileCathleen Fay is an active investment advisor with a long history in the industry. Cathleen currently works for J.p. Morgan Securities LLC, and previously worked for J.P. MORGAN CLEARING CORP., MORGAN STANLEY & CO. LLC and MORGAN STANLEY. Cathleen has experience in the financial industry, with more than 10 years in the field. Cathleen holds Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NJ
10/01/2016 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
08/05/2015 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
03/24/2015 - 08/20/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
10/16/2012 - 08/20/2015
MORGAN STANLEY (PURCHASE NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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