Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathleen? Claim Your ProfileCathleen Oken is a financial advisor with over 30 years of experience in the industry. Cathleen is currently registered with Calamos Financial Services LLC and has previously held registrations with firms such as Capital Brokerage Corporation, Directed Services, Inc., Scudder Distributors, Inc., Kemper Financial Services, Inc., and William Blair & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/17/2011 - Present
Calamos Financial Services LLC (Chicago IL)
VA
06/14/2004 - 01/24/2011
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
PA
02/05/2003 - 04/12/2004
DIRECTED SERVICES, INC. (WEST CHESTER PA)
IL
02/01/1995 - 12/16/2002
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NA
08/31/1989 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
IL
04/19/1988 - 08/01/1989
WILLIAM BLAIR & COMPANY (CHICAGO IL)
BC
Issued 10/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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