Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathleen? Claim Your ProfileCathleen Beatrice is an investment advisor representative with Osaic Institutions, Inc.. Cathleen has over 10 years of experience in the financial services industry. Cathleen is licensed to provide investment advice in Florida, Ohio and Pennsylvania. Cathleen holds a Series 6, Series 7 and Series 63 license. Cathleen is also licensed as an Investment Advisor Representative (IAR) in Pennsylvania. Cathleen has previously worked at Raymond James Financial Services, Inc. and The Huntington Investment Company. Cathleen offers a range of investment services including financial planning, investment advisory services and retirement planning. Cathleen's specializations include retirement planning, college savings, estate planning, and insurance. Cathleen is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/03/2017 - Present
Osaic Institutions, Inc. (Hermitage PA)
PA
05/28/2015 - 01/13/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (HERMITAGE PA)
OH
04/29/2013 - 06/16/2015
THE HUNTINGTON INVESTMENT COMPANY (WARREN OH)
IA
Issued 11/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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