Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathleen? Claim Your ProfileCathleen Simpler is a licensed financial professional with over 11 years of experience in the financial services industry. Cathleen is currently registered with Horace Mann Investors, Inc. in Delaware, Maryland, and Pennsylvania. Cathleen holds a Series 6 and Series 63 license, and the SIE exam. She is also registered with FINRA and the state of Delaware.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Percentage of assets under third party investment management
1
2
DE
02/04/2011 - Present
Horace Mann Investors, Inc. (WILMINGTON DE)
BC
Issued 12/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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