Unclaimed
Cathleen Judge is a financial advisor with Ameritas Investment Company, LLC, based in Cincinnati, OH. Cathleen has been in the financial industry since 1994. She is a Series 6, 7, and 63 licensed representative. Cathleen has also passed the Securities Industry Essentials Examination (SIE). Cathleen previously worked with Carillon Investments, Inc. and McDonald & Company Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/30/2006 - Present
Ameritas Investment Company, LLC (CINCINNATI OH)
OH
10/26/2004 - 06/30/2006
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
OH
10/25/1994 - 11/24/1997
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
BC
Issued 10/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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