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Cathleen Joan Judge

Ameritas Investment Company, LLC

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About Cathleen Joan Judge

Cathleen Judge is a financial advisor with Ameritas Investment Company, LLC, based in Cincinnati, OH. Cathleen has been in the financial industry since 1994. She is a Series 6, 7, and 63 licensed representative. Cathleen has also passed the Securities Industry Essentials Examination (SIE). Cathleen previously worked with Carillon Investments, Inc. and McDonald & Company Securities, Inc..

Firm Information

Cathleen Judge is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cathleen Judge’s Registration & Firm History

OH

06/30/2006 - Present

Ameritas Investment Company, LLC (CINCINNATI OH)

OH

10/26/2004 - 06/30/2006

CARILLON INVESTMENTS, INC. (CINCINNATI OH)

OH

10/25/1994 - 11/24/1997

MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 10/31/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/24/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Cathleen Joan Judge. Review regulatory record here.
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