linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Cathleen Cole MacK

Solomon Partners Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Cathleen? Claim Your Profile

About Cathleen Cole MacK

Cathleen Cole MacK is a financial advisor with Solomon Partners Securities, LLC. Cathleen has over 23 years of experience in the financial services industry and is registered with the state of New York and Texas. Cathleen holds several industry licenses and certifications, including the Series 7, Series 24, and Series 63 licenses. Cathleen is a dedicated financial advisor who is committed to helping her clients reach their financial goals.

Firm Information

Cathleen MacK is currently registered with Solomon Partners Securities, LLC. Solomon Partners Securities, LLC is a Limited Liability Company formed in September 2006. The firm is registered with the Securities and Exchange Commission and holds state registrations in 33 states, including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Cathleen MacK’s Registration & Firm History

NY

06/18/2019 - Present

Solomon Partners Securities, LLC (NEW YORK NY)

NY

02/18/2004 - 02/12/2019

UBS SECURITIES LLC (NEW YORK NY)

NY

06/04/2001 - 02/24/2004

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

03/29/1999 - 05/09/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Cathleen Cole MacK is right for you?

Licenses & Designations

BC

Issued 04/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/08/2004

Series 24 - General Securities Principal Examination

BC

Issued 07/06/2000

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cathleen Cole MacK.
Not sure if Cathleen Cole MacK is right for you?