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Cathleen A Strong

Charles Schwab & CO., Inc.

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About Cathleen A Strong

Cathleen Strong is a registered representative with Charles Schwab & Co., Inc. and is currently licensed in Arizona, California, and Texas. Cathleen has been working in the financial industry since 2000. Prior to joining Charles Schwab, Cathleen worked for TD Ameritrade, Inc. and Fidelity Brokerage Services LLC. Cathleen is a member of the board of directors for Helping Hands for Single Moms, a non-profit organization in Phoenix, Arizona.

Firm Information

Cathleen Strong is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Cathleen Strong’s Registration & Firm History

AZ

01/02/2019 - Present

Charles Schwab & CO., Inc. (Scottsdale AZ)

AZ

06/19/2009 - 09/26/2018

TD AMERITRADE, INC. (SCOTTSDALE AZ)

AZ

07/21/2003 - 06/23/2009

FIDELITY BROKERAGE SERVICES LLC (CHANDLER AZ)

MN

03/06/2003 - 06/11/2003

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

RI

11/21/2000 - 11/13/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 01/29/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Cathleen A Strong. Review regulatory record here.
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