Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cathie? Claim Your ProfileCathie Callahan d'itri is an investment advisor representative with Western International Securities, Inc. located in Newport Beach, CA. Cathie has been in the securities industry since 1988. Cathie has a Series 7, Series 31, Series 63, and Series 66 license. Cathie's previous employers include Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Finacor Securities, TDI, Incorporated, Mischler Financial Group, Inc., Liberty Capital Markets, Inc., Fidelity Distributors Corporation, Bryan, Worley & Co., Inc., BancTexas Securities Inc., Smith Barney, Harris Upham & Co., Incorporated, H. B. Shaine & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/21/2009 - Present
Western International Securities, Inc. (Newport Beach CA)
CA
04/02/2007 - 04/20/2009
MORGAN STANLEY & CO. INCORPORATED (NEWPORT BEACH CA)
CA
05/12/2004 - 04/02/2007
MORGAN STANLEY DW INC. (NEWPORT BEACH CA)
CA
02/01/2001 - 12/08/2003
FINACORP SECURITIES (IRVINE CA)
CO
10/13/1998 - 02/12/2001
TDI, INCORPORATED (ENGLEWOOD CO)
CA
05/16/1995 - 10/09/1998
MISCHLER FINANCIAL GROUP, INC. (CORONA DEL MAR CA)
NA
07/22/1991 - 05/15/1995
LIBERTY CAPITAL MARKETS, INC.
RI
01/24/1991 - 04/17/1991
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
NA
05/24/1988 - 10/17/1988
BRYAN, WORLEY & CO., INC.
NA
09/02/1986 - 01/29/1987
BANCTEXAS SECURITIES INC.
NA
03/12/1982 - 04/19/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
09/28/1981 - 02/03/1982
H. B. SHAINE & CO., INC.
NA
09/28/1981 - 10/05/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 06/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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