Unclaimed
Catherine Yvonne Hansen is a registered representative with Fidelity Brokerage Services LLC. Catherine is registered with the state of Utah and 52 other states. Catherine has passed the Series 63, Series 7TO, Series 9 and Series 10 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
03/04/2022 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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