Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Wimp Kessler has been in the financial industry for over 29 years. Catherine currently holds the Series 7, Series 6, Series 63, and Series 65 licenses. Catherine is affiliated with CS Planning Corp. and is registered with the states of Oklahoma and Texas. Previously, Catherine worked for FIDELITY BROKERAGE SERVICES LLC, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, LINSCO/PRIVATE LEDGER CORP., RAYMOND JAMES FINANCIAL SERVICES, INC., INVESTMENT PROFESSIONALS, INC., and PFS INVESTMENTS INC.. Catherine specializes in providing financial planning and portfolio management services for individuals and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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OK
04/03/2023 - Present
CS Planning Corp. (Tulsa OK)
OK
09/14/2010 - 01/25/2021
FIDELITY BROKERAGE SERVICES LLC (TULSA OK)
OK
07/29/2004 - 08/19/2010
METLIFE SECURITIES INC. (TULSA OK)
OK
07/29/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (TULSA OK)
SC
12/10/2002 - 11/25/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
FL
01/26/2001 - 08/28/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TX
08/24/1999 - 01/25/2001
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
GA
02/15/1994 - 06/23/1999
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 10/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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