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Catherine Wang Roney

Globalink Securities, Inc.

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About Catherine Wang Roney

Catherine Wang Roney is a financial advisor currently associated with Globalink Securities, Inc. in Monrovia, California. Catherine has been in the securities industry since October 4, 1998. Prior to joining Globalink Securities, Inc., Catherine was employed at UCB Investment Services, Inc., Transamerica Financial Advisors, Inc., Wall Street Financial Group, Inc. and WMA Securities, Inc. Catherine has successfully passed the following exams: Uniform Combined State Law Examination (Series 66), Uniform Securities Agent State Law Examination (Series 63), Investment Company Products/Variable Contracts Principal Examination (Series 26), Securities Industry Essentials Examination (SIE) and Investment Company Products/Variable Contracts Representative Examination (Series 6). Catherine is currently registered in California.

Firm Information

Catherine Roney is currently registered with Globalink Securities, Inc.. Globalink Securities, Inc. is a corporation that was formed on January 3, 1992. The firm is registered with the Securities and Exchange Commission and in 27 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Roney’s Registration & Firm History

CA

02/04/2009 - Present

Globalink Securities, Inc. (Monrovia CA)

CA

09/06/2005 - 01/27/2009

UCB INVESTMENT SERVICES, INC. (IRVINE CA)

CA

02/02/2005 - 08/22/2005

TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

NY

07/21/2000 - 04/11/2003

WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)

GA

11/21/1996 - 07/25/2000

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BOTH

Issued 09/07/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Wang Roney.
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