Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Garcia is a financial advisor with The Ameriflex Group. Catherine has been in the financial industry since 1998. Catherine has worked with multiple firms during her career, including Sagepoint Financial, Inc., Securities America, Inc., and Lincoln Financial Securities Corporation. Catherine is currently registered with the state of Arizona. Catherine is a Certified Financial Planner (CFP) professional. Catherine offers financial planning services, pension consulting, and educational seminars. Catherine is committed to providing her clients with the highest level of service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
05/04/2020 - Present
THE Ameriflex Group (LAS VEGAS NV)
AZ
11/02/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (CHANDLER AZ)
AZ
02/13/2009 - 11/05/2018
SECURITIES AMERICA, INC. (SCOTTSDALE AZ)
AZ
10/12/2001 - 02/13/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (SCOTTSDALE AZ)
IA
07/28/1998 - 06/26/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 10/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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