Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Thomas has been in the financial services industry for over 20 years. Catherine is currently registered with Sutter Securities Inc. as a broker and has been with the firm since February 2021. Catherine has previously held registrations with several other firms including Boustead Securities, LLC, Laidlaw & Company (UK) LTD., Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., VSR Financial Services, Inc., Euro Pacific Capital, Inc., Westminster Financial Securities, Inc., Laidlaw & Company (UK) LTD., Sands Brothers & Co., LTD., Bluestone Capital Corp., and Shochet Securities Inc. Catherine is a Series 7, Series 63, and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/02/2021 - Present
Sutter Securities Inc. (Boca Raton FL)
FL
02/03/2021 - 08/29/2024
BOUSTEAD SECURITIES, LLC (Boca Raton FL)
FL
02/22/2017 - 05/19/2020
LAIDLAW & COMPANY (UK) LTD. (BOCA RATON FL)
FL
05/23/2016 - 03/02/2017
CETERA ADVISOR NETWORKS LLC (BOCA RATON FL)
FL
09/17/2015 - 03/02/2017
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
07/13/2016 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (Boca Raton FL)
FL
06/01/2011 - 08/31/2015
EURO PACIFIC CAPITAL, INC. (BOCA RATON FL)
FL
03/22/2010 - 04/05/2011
WESTMINSTER FINANCIAL SECURITIES, INC. (MIAMI BEACH FL)
FL
11/04/2004 - 03/22/2010
LAIDLAW & COMPANY (UK) LTD. (MIAMI BEACH FL)
NY
11/27/2001 - 11/04/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
08/31/2001 - 12/05/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
FL
12/04/2000 - 08/31/2001
SHOCHET SECURITIES INC. (BOCA RATON FL)
BC
Issued 04/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/02/2000
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
Not sure Catherine Thomas is the right advisor for you? Invested Better is here to help.
