Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Marshall is a financial advisor with Huntleigh Advisors, Inc. in ST. LOUIS, Missouri. Catherine has been in the industry since 1987. Catherine is registered with FINRA and the state of Missouri. Catherine has passed the Series 7, Series 27, Series 52, Series 53, Series 99, and Series 66 exams. Catherine has worked for Smith Barney, Harris Upham & Co., Incorporated and Moses.com Securities, Inc. Catherine has a history of working with individuals, corporations, and charitable organizations. Catherine's specialties include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
02/25/2019 - Present
Huntleigh Advisors, Inc. (ST. LOUIS MO)
MO
03/30/1998 - 09/29/2000
MOSES.COM SECURITIES, INC. (ST. LOUIS MO)
MO
09/05/1991 - 01/12/1993
MCATEE INVESTMENT SERVICES, INC. (FESTUS MO)
NA
05/21/1987 - 07/25/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BOTH
Issued 02/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/16/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/15/1997
Series 4 - Registered Options Principal Examination
BC
Issued 04/06/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/10/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/21/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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