Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Small is a financial advisor at Ameriprise Financial Services, LLC. Catherine has been in the industry since June 2004. Catherine is a registered representative of Ameriprise Financial Services, Inc. and an investment advisor representative of Ameriprise Financial Services, LLC. Catherine specializes in providing financial planning, portfolio management, and asset allocation services to individuals, families, and businesses. Catherine also provides education seminars and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/05/2009 - Present
Ameriprise Financial Services, LLC (CLEARWATER FL)
FL
02/29/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (OLDSMAR FL)
FL
06/10/2004 - 03/06/2008
ROBERT W. BAIRD & CO. INCORPORATED (PALM HARBOR FL)
BOTH
Issued 07/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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