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Catherine Suzanne Kaufman

Cambridge Investment Research, Inc.

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About Catherine Suzanne Kaufman

Catherine Kaufman is a financial advisor associated with Cambridge Investment Research, Inc. Catherine is licensed to conduct business in Iowa and has a strong background in the financial services industry. Catherine is dedicated to providing exceptional service and guidance to her clients, helping them achieve their financial goals.

Firm Information

Catherine Kaufman is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Kaufman’s Registration & Firm History

IA

06/10/2022 - Present

Cambridge Investment Research, Inc. (FAIRFIELD IA)

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Licenses & Designations

BC

Issued 06/10/2022

Series 99TO - Operations Professional Examination

BC

Issued 12/13/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Suzanne Kaufman.
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