Unclaimed
Catherine Mealor is a financial advisor with over 18 years of experience in the financial industry. Catherine is currently registered with Keefe, Bruyette & Woods, Inc. and holds Series 63, Series 7, Series 86, Series 87, and SIE licenses. Catherine is licensed in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
05/04/2005 - Present
Keefe, Bruyette & Woods, Inc. (ATLANTA GA)
BC
Issued 08/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/28/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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