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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Soo Loquet is a registered investment advisor with Financial & TAX Architects, LLC. Catherine has been in the industry since 1998 and holds licenses for Series 6, 7, 63, 65 and 66 exams. Catherine also has experience with Accelerated Capital Group, Arque Capital, Ltd., WaveLand Capital Partners LLC, Transamerica Financial Advisors, Inc., Crown Capital Securities, L.P., Mutual Service Corporation, Titan/Value Equities Group, Inc., and IRM Distributors, Inc. Catherine specializes in providing financial planning and portfolio management for both individuals and businesses. Catherine also offers educational seminars and sub-advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MO
01/13/2025 - Present
Financial & TAX Architects, LLC (ST. LOUIS MO)
AZ
06/26/2012 - 02/28/2013
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
CA
05/02/2011 - 06/30/2012
ACCELERATED CAPITAL GROUP (IRVINE CA)
CA
01/04/2005 - 11/03/2010
WAVELAND CAPITAL PARTNERS LLC (IRVINE CA)
CA
07/11/2002 - 12/31/2004
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CA
07/29/1999 - 07/14/2000
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
MA
03/31/1999 - 07/22/1999
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
09/02/1998 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
CA
03/23/1998 - 08/27/1998
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
IA
Issued 11/21/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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