Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Warkala is a financial professional with over 28 years of experience in the industry. Catherine is currently registered with Evercore Group LLC and has previously been associated with firms like HSBC Securities (USA) Inc., Morgan Stanley, Morgan Stanley & Co. LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Catherine holds the Series 16 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/14/2016 - Present
Evercore Group LLC (NEW YORK NY)
NY
07/09/2014 - 06/17/2016
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
06/01/2009 - 07/07/2014
MORGAN STANLEY (PURCHASE NY)
NY
03/11/1997 - 07/07/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
02/07/1994 - 03/11/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/26/1994
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
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