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Catherine Shashaty

Moors & Cabot, Inc.

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About Catherine Shashaty

Catherine Shashaty is a registered representative with Moors & Cabot, Inc., located in Phoenix, AZ. Catherine has been in the industry since 1998 and has a wide range of experience in the financial services industry. Catherine is a Series 7, Series 63, and Series 99TO licensed professional and has experience providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Catherine was previously employed by Carthage Group Inc. in Huntington, NY.

Firm Information

Catherine Shashaty is currently registered with Moors & Cabot, Inc.. Moors & Cabot, Inc. is a corporation that provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They have been in business since 1978 and have offices in Boston, MA. They have over 200 employees and manage over $3 billion in assets. The firm is registered with the SEC and in all 50 states. They also participate in wrap fee programs.
Moors & Cabot, Inc.

ONE FEDERAL STREET

BOSTON, MA 02110

$3.09B

Assets Under Management

15

Total Clients

97

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Catherine Shashaty’s Registration & Firm History

AZ

07/10/2015 - Present

Moors & Cabot, Inc. (PHOENIX AZ)

NY

12/23/1998 - 07/13/2015

CARTHAGE GROUP INC. (HUNTINGTON NY)

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Licenses & Designations

BC

Issued 05/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Catherine Shashaty.
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