Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Mitchell is a Registered Representative and Investment Advisor Representative, licensed in North Carolina. Catherine is associated with Captrust, a firm headquartered in Raleigh, NC. Catherine has been in the industry for over 10 years and has held licenses since 2013. Catherine has passed the Series 6, Series 63, Series 65 and SIE exams. Catherine's primary business focus includes working with individual investors, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
02/05/2019 - Present
Captrust (RALEIGH NC)
NC
09/27/2013 - 02/14/2019
VALIC FINANCIAL ADVISORS, INC. (WILMINGTON NC)
IA
Issued 04/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Catherine Mitchell is the right advisor for you? Invested Better is here to help.
