Unclaimed
Catherine Hirschauer is a financial advisor with over 29 years of experience in the industry. She has been registered with LPL Financial LLC since May 1, 2024. Prior to joining LPL Financial, Catherine was with Crown Capital Securities, L.P. in Danbury, CT. Catherine holds the Series 63, Series 7 and Series 24 licenses. Catherine specializes in providing financial planning, portfolio management, and other non-discretionary advisory services to individuals, businesses, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
05/01/2024 - Present
LPL Financial LLC (DANBURY CT)
CT
03/30/2001 - 05/01/2024
CROWN CAPITAL SECURITIES, L.P. (DANBURY CT)
MA
03/31/1999 - 04/03/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
05/06/1994 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
BC
Issued 08/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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