Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Sanchez Genty is a financial advisor with over 27 years of experience. Catherine currently works at LPL Financial LLC. Catherine is registered with FINRA and is a registered investment advisor in Alabama, Colorado, Florida, Georgia, Maryland, Ohio, South Carolina, Tennessee, Texas, Virginia and West Virginia. Catherine has previously worked for CUNA Brokerage Services, Inc., Cambridge Investment Research, Inc., AXA Advisors, LLC, E*TRADE Securities LLC, SunTrust Investment Services, Inc., New England Securities, and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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GA
05/18/2022 - Present
LPL Financial LLC (Decatur GA)
GA
07/17/2020 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Decatur GA)
GA
04/01/2019 - 07/21/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Atlanta GA)
GA
09/11/2018 - 03/14/2019
AXA ADVISORS, LLC (ATLANTA GA)
GA
12/02/2015 - 08/24/2018
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
02/06/2013 - 11/04/2015
AXA ADVISORS, LLC (ATLANTA GA)
GA
05/21/2012 - 01/23/2013
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
09/22/2008 - 09/02/2010
NEW ENGLAND SECURITIES (ALPHARETTA GA)
GA
01/13/2000 - 03/28/2008
AXA ADVISORS, LLC (ATLANTA GA)
NY
08/24/1999 - 01/10/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/09/1993 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 03/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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