Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Rock is a registered representative at Symetra Securities, Inc., with experience in the securities industry. Catherine holds Series 6, 63, and SIE licenses. Catherine has been registered with FINRA since March 30, 2022 and is currently registered in Tennessee and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
03/30/2022 - Present
Symetra Securities, Inc. (BELLEVUE WA)
BC
Issued 07/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Catherine Rock is the right advisor for you? Invested Better is here to help.
