Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Urbach is a financial professional with over 30 years of experience in the financial services industry. She is a registered representative with Charles Schwab & Co., INC. Catherine's experience includes working with a variety of clients, including individuals, families, and businesses. She offers financial planning, investment management, and retirement planning services. Catherine is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MO
02/10/2024 - Present
Charles Schwab & CO., Inc. (St Louis MO)
CO
05/03/2017 - 02/21/2018
NATIONAL PLANNING CORPORATION (DENVER CO)
WI
05/03/2017 - 02/20/2018
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
05/03/2017 - 02/20/2018
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
05/03/2017 - 02/20/2018
SII INVESTMENTS, INC. (APPLETON WI)
CA
07/10/2008 - 03/04/2016
LPL FINANCIAL LLC (SAN DIEGO CA)
NY
04/10/2002 - 05/19/2008
IFMG SECURITIES, INC. (PURCHASE NY)
MN
07/20/1999 - 09/07/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
TX
02/02/1999 - 07/23/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
WI
02/28/1997 - 04/13/1998
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
09/25/1995 - 01/30/1996
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
MN
08/25/1994 - 09/19/1995
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
NY
08/01/1991 - 08/30/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
03/01/1990 - 08/01/1991
PAMCO SECURITIES AND INSURANCE SERVICES
NJ
12/08/1986 - 11/11/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 10/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/8/2005
Series 24 - General Securities Principal Examination
BC
Issued 6/9/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 2/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/23/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/4/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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