Unclaimed
Catherine Rene Harris is a registered representative with Empower Financial Services, Inc. Catherine has been in the securities industry since February 17, 2016. Catherine is registered in 52 states and the District of Columbia, and has passed the Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/18/2016 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
BC
Issued 03/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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