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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Reese Bickham is an Investment Advisor Representative at UBS Financial Services Inc. Catherine Bickham is registered with the state of Texas as a Broker/Dealer and Investment Advisor Representative. Catherine Bickham has been in the financial services industry for 4 years and has been employed by UBS Financial Services Inc. since 2016. Catherine Bickham holds the Series 7TO, SIE and Series 66 securities registrations. Catherine Bickham is also licensed as a Registered Representative in New Jersey. Catherine Bickham has passed one state exam, two product exams, and is registered with 25 state securities authorities. Catherine Bickham has 25 years of experience in the financial services industry. Catherine Bickham has experience in the following areas: Investments, Financial Planning, Retirement Planning, Estate Planning, and Insurance. UBS Financial Services Inc. is a large, well-established firm that offers a wide range of financial services, including investment management, financial planning, retirement planning, estate planning, and insurance. The firm has a strong track record of success and a commitment to providing its clients with high-quality advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/04/2022 - Present
UBS Financial Services Inc. (HOUSTON TX)
BOTH
Issued 11/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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