Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Stodghill is a financial professional with over 18 years of experience in the industry. Catherine is currently registered with Foreside Fund Services, LLC and is licensed in 51 states. Catherine has previously been employed at INVESCO DISTRIBUTORS, INC. and AT INVESTOR SERVICES, INC.. Catherine holds Series 3, Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/30/2021 - Present
Foreside Fund Services, LLC (Chicago IL)
KY
12/07/2007 - 11/27/2020
INVESCO DISTRIBUTORS, INC. (LOUISVILLE KY)
KY
10/05/2007 - 12/07/2007
AT INVESTOR SERVICES, INC. (LOUISVILLE KY)
BC
Issued 01/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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