Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Cornille is a financial advisor with LPL Financial LLC. Catherine is a registered representative with both the BrokerCheck and Investment Adviser Public Disclosure (IAPD) systems and has over 8 years of experience in the financial services industry. Catherine's areas of expertise include investment advisory services, financial planning, and portfolio management for individuals and businesses. Catherine earned her Series 6, 7TO, 63, and 66 licenses and has held past roles with JP Morgan Securities LLC, BMO Harris Financial Advisors, Inc., and ComERICA Securities. Catherine is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/25/2021 - Present
LPL Financial LLC (NAPERVILLE IL)
IL
03/02/2019 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (NAPERVILLE IL)
IL
10/30/2013 - 02/03/2016
J.P. MORGAN SECURITIES LLC (ELGIN IL)
WI
04/11/1994 - 05/10/1995
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
MI
01/01/1995 - 05/08/1995
COMERICA SECURITIES (DETROIT MI)
NA
04/04/1994 - 01/01/1995
COMERICA FINANCIAL SERVICES, INC.
BOTH
Issued 04/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/03/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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