Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Cool has been a financial professional since 1991. Catherine is currently registered with The Leaders Group, Inc. in Littleton, CO. Catherine is also registered in 9 states, including Arizona, California, Georgia, Illinois, Missouri, Montana, North Carolina, Texas and Washington. Catherine has passed the Series 6, Series 26 and Series 63 exams. Catherine also has passed the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
05/12/1998 - Present
THE Leaders Group, Inc. (LITTLETON CO)
GA
09/09/1991 - 05/06/1998
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 09/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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