Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Boyle is an investment advisor representative who has been active in the industry since 1998. Catherine Boyle is currently registered with LPL Financial LLC, and previously worked at WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO SECURITIES, LLC, BNY MELLON CAPITAL MARKETS, LLC, BNY CAPITAL MARKETS INC., SALOMON SMITH BARNEY INC., and CITICORP SECURITIES, INC.. Catherine Boyle holds licenses for Series 63, Series 66, Series 7 and SIE. Catherine Boyle provides consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/16/2021 - Present
LPL Financial LLC (NEW YORK NY)
NY
12/12/2018 - 09/08/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
08/08/2016 - 12/03/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
04/30/2008 - 05/04/2016
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/20/2000 - 04/30/2008
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
12/18/1998 - 11/16/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/02/1998 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 06/05/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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