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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Patricia Allen-mascolo is a financial advisor who has been working in the financial industry since 2009. Catherine is currently registered with Wells Fargo Clearing Services, LLC and holds a Series 6 license as well as the Series 63 and SIE exams. She is licensed to offer investment advice in Florida, Illinois, New Jersey, New York and Pennsylvania. Catherine has prior experience with J.P. Morgan Securities LLC and Chase Investment Services Corp. Catherine provides investment advice for high-net-worth individuals, corporations, pension and profit-sharing plans, individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
04/16/2019 - Present
Wells Fargo Clearing Services, LLC (MILFORD PA)
NY
08/06/2018 - 04/05/2019
J.P. MORGAN SECURITIES LLC (MONTICELLO NY)
NY
10/01/2012 - 10/14/2016
J.P. MORGAN SECURITIES LLC (PORT JERVIS NY)
NY
06/20/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PORT JERVIS NY)
BC
Issued 07/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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