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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Ocampo is a financial advisor registered with Empower Advisory Group, LLC in Greenwood Village, Colorado and Needham, Massachusetts. Catherine has been in the financial services industry since 1998. Catherine has Series 7, 7TO, 63, and 65 licenses, as well as the SIE exam. Catherine has extensive experience in advising individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, state or municipal government entities, and charitable organizations. Catherine offers financial planning, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/08/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NH
04/02/2021 - 02/02/2022
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
CA
02/19/1998 - 11/10/1999
BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
IA
Issued 03/31/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/28/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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