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Catherine Nicole Baker

Blackrock Investment Management, LLC

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About Catherine Nicole Baker

Catherine Baker is a financial advisor working with BlackRock Investment Management, LLC. Catherine has been working in the financial services industry for over 7 years and is registered with FINRA as a Registered Representative. She is also a registered investment advisor in Florida and New Jersey. Catherine works with high-net-worth individuals, corporations, investment companies, and pooled investment vehicles. Catherine holds the Series 7, Series 66, and SIE licenses. Catherine's prior experience includes working with Ameriprise Financial Services, Inc., MetLife, and Rutgers Business School.

Firm Information

Catherine Baker is currently registered with Blackrock Investment Management, LLC. Blackrock Investment Management, LLC is an investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also offer selection of other advisors services. Blackrock Investment Management, LLC is registered with the SEC and has offices in PRINCETON, NJ.
Blackrock Investment Management, LLC

1 UNIVERSITY SQUARE DRIVE

PRINCETON, NJ 08540

$458.19B

Assets Under Management

73

Total Clients

646

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Catherine Baker’s Registration & Firm History

NJ

11/14/2017 - Present

Blackrock Investment Management, LLC (PRINCETON NJ)

NJ

06/18/2015 - 11/03/2015

AMERIPRISE FINANCIAL SERVICES, INC. (RED BANK NJ)

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Licenses & Designations

BOTH

Issued 11/13/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Nicole Baker.
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