Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Godfrey is an experienced financial professional with over 20 years of experience in the financial services industry. Catherine is currently registered with UBS Financial Services Inc. in Wellesley, Massachusetts. Prior to joining UBS, Catherine was a Financial Advisor at Morgan Stanley, Citigroup Global Markets Inc. and Raymond James Financial Services, Inc. Catherine is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals. Catherine holds Series 7, 31, 63, and 65 licenses, and is also a SIE exam holder. Catherine's areas of expertise include financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
02/25/2014 - Present
UBS Financial Services Inc. (WELLESLEY MA)
MA
06/01/2009 - 04/02/2014
MORGAN STANLEY (NORWELL MA)
MA
06/05/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HINGHAM MA)
FL
08/06/1998 - 02/16/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
IA
Issued 11/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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