Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Michelle Hunter is a financial advisor with Raymond James & Associates, Inc. Catherine has been in the financial services industry since December 1998. Catherine is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63 and Series 65 licenses. Catherine has a long history of working with individual investors and has a particular focus on retirement planning. Catherine is also a Certified Financial Planner. Prior to joining Raymond James & Associates, Inc., Catherine worked at UBS Financial Services Inc. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/20/2018 - Present
Raymond James & Associates, Inc. (Charlotte NC)
NC
05/13/2005 - 12/23/2013
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NY
12/03/1998 - 05/26/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 05/12/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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