Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Meads is a financial advisor with Wells Fargo Clearing Services, LLC in SOUTHLAKE, TX. Catherine has over 18 years of experience in the financial industry. Catherine has a Series 6, 7, 63, and 66 license and holds registrations in 31 states. Prior to joining Wells Fargo Clearing Services, LLC, Catherine was a registered representative for BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Farmers Financial Solutions, LLC, Wachovia Securities, LLC, Southtrust Securities, LLC, and Guaranty Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/30/2019 - Present
Wells Fargo Clearing Services, LLC (SOUTHLAKE TX)
TX
08/09/2014 - 11/05/2015
FARMERS FINANCIAL SOLUTIONS, LLC (BENBROOK TX)
TX
11/07/2013 - 06/23/2014
BBVA SECURITIES INC. (ARLINGTON TX)
TX
08/10/2006 - 12/07/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (ARLINGTON TX)
MO
04/23/2005 - 04/11/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
AL
12/04/2002 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
MN
10/25/2001 - 11/18/2002
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
BOTH
Issued 10/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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