Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine McGovern is a registered representative with Fidelity Brokerage Services LLC. Catherine has been in the securities industry since 2014. Catherine has passed the Series 7, Series 63, Series 99TO, and SIE exams. Catherine is currently employed at Fidelity Brokerage Services LLC and National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
08/27/2020 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
02/21/2014 - 07/29/2014
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 05/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/09/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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