Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine May Lee is a registered representative with Wolfe Research Securities, holding Series 7, 63, 86, and 87 licenses. Catherine has been in the financial services industry since September 14, 2005, and previously held a position at Citigroup Global Markets Inc. Catherine's current registration is active in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/25/2020 - Present
Wolfe Research Securities (New York NY)
NY
09/14/2005 - 04/03/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/07/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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