Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Magana is a financial advisor who has been in the industry since 2000. Catherine has worked at WWM Financial since 2011, and has a long history of working in the financial services industry, having also worked at firms such as Purshe Kaplan Sterling Investments and Morgan Stanley Smith Barney. Catherine is a Certified Financial Planner and holds the Series 7, Series 31, and Series 63 securities licenses as well as the Series 65 investment advisor license. Catherine's practice focuses on financial planning for individuals and families, including retirement planning, investment management, and college savings. Catherine also provides educational seminars and workshops on a variety of financial topics. Catherine's clients primarily include high-net-worth individuals, corporations and other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
07/21/2016 - Present
WWM Financial (Carlsbad CA)
CA
07/29/2011 - 12/31/2017
PURSHE KAPLAN STERLING INVESTMENTS (CARLSBAD CA)
CA
01/06/2011 - 08/23/2011
MORGAN STANLEY SMITH BARNEY (CARLSBAD CA)
CA
12/06/2000 - 01/06/2011
CITIGROUP GLOBAL MARKETS INC. (CARLSBAD CA)
IA
Issued 04/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Catherine Magana is the right advisor for you? Invested Better is here to help.
