Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Gara is a financial professional with over 10 years of experience in the financial services industry. Catherine is currently registered with Prudential Annuities Distributors, Inc. and is licensed in Pennsylvania and Rhode Island. Catherine has a Series 6, Series 63, Series 26 and SIE license and has passed the Uniform Investment Adviser Law Examination. Catherine has previously worked with AXA Advisors, LLC and MSI Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/12/2018 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
PA
07/22/2016 - 03/05/2018
AXA ADVISORS, LLC (PHILADELPHIA PA)
PA
07/06/2016 - 07/25/2016
MSI FINANCIAL SERVICES, INC. (PHILADELPHIA PA)
PA
08/02/2013 - 07/01/2016
METLIFE SECURITIES, INC (PHILADELPHIA PA)
IA
Issued 11/21/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Catherine Gara is the right advisor for you? Invested Better is here to help.
