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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine D'agati is a financial advisor with over 25 years of experience in the industry. Catherine is currently registered with Morgan Stanley in Florida, New Jersey and Texas. Catherine has a wide range of experience, having previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Catherine is a Registered Representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 66, Series 7 and SIE licenses. Catherine is committed to providing her clients with personalized financial advice and investment strategies. Catherine specializes in financial planning, portfolio management and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
12/04/2020 - Present
Morgan Stanley (Naples FL)
FL
05/03/1996 - 12/07/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)
BOTH
Issued 10/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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