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Catherine Mary Chadwick

Sunbelt Securities, Inc.

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About Catherine Mary Chadwick

Catherine Mary Chadwick is a financial advisor with over 30 years of experience in the financial industry. Catherine is currently registered with Sunbelt Securities, Inc. and has a Series 7 and Series 63 license. Catherine has experience in financial planning, portfolio management for businesses and individuals, and selection of other advisors. Catherine has served clients in Texas and California.

Firm Information

Catherine Chadwick is currently registered with Sunbelt Securities, Inc.. Sunbelt Securities, Inc. is a corporation headquartered in Houston, Texas, that provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. They offer portfolio management, financial planning, and selection of other advisors. The firm is registered with the SEC and has a total of $1.91 billion in regulatory assets under management.
Sunbelt Securities, Inc.

2700 POST OAK BLVD STE 1700

HOUSTON, TX 77056

$1.91B

Assets Under Management

1

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Catherine Chadwick’s Registration & Firm History

TX

08/10/2012 - Present

Sunbelt Securities, Inc. (Houston TX)

CA

08/19/2011 - 08/10/2012

SCF SECURITIES, INC. (SAN DIEGO CA)

NY

11/12/2002 - 08/25/2011

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NJ

01/28/1995 - 11/19/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

08/18/1992 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Mary Chadwick.
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