Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Mary Castaldo is a registered Investment Advisor Representative with Jefferies Investment Advisers LLC. Catherine Mary Castaldo has been in the securities industry since September 28, 1978. Catherine Mary Castaldo has been with Jefferies Investment Advisers LLC since May 24, 2023. Before Jefferies Investment Advisers LLC, Catherine Mary Castaldo worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED, LEGG MASON WOOD WALKER, INCORPORATED, SCHRODER & CO. INC., and A. G. BECKER INCORPORATED. Catherine Mary Castaldo is registered in 54 states and jurisdictions. Catherine Mary Castaldo's primary office is located in NEW YORK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/24/2023 - Present
Jefferies Investment Advisers LLC (NEW YORK NY)
NY
12/01/2005 - 12/16/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
05/02/2000 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (NEW YORK NY)
NY
03/03/1980 - 05/11/2000
SCHRODER & CO. INC. (NEW YORK NY)
NA
09/25/1978 - 03/15/1980
A. G. BECKER INCORPORATED
BC
Issued 04/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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