Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Barbier is a financial advisor with over 20 years of experience in the industry. Catherine has worked with several firms including Transamerica Financial Advisors, Inc., Essex National Securities, Inc., PNC Investments, IFMG Securities, Inc., Wachovia Securities, LLC, MetLife Securities Inc. and Metropolitan Life Insurance Company. Catherine is currently registered with LPL Financial LLC in Totowa, NJ and is licensed in Delaware, Florida, Hawaii, New Jersey and Texas. Catherine has a Series 6 and SIE licenses, and is also a registered representative with FINRA. Catherine is a specialist in several areas including retirement planning, college savings plans and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
05/16/2013 - Present
LPL Financial LLC (TOTOWA NJ)
NJ
01/29/2013 - 05/17/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (FRANKLIN LAKES NJ)
NJ
07/31/2007 - 04/04/2012
ESSEX NATIONAL SECURITIES, INC. (RINGWOOD NJ)
NJ
04/17/2006 - 07/18/2007
PNC INVESTMENTS (CLOSTER NJ)
CA
07/12/2005 - 01/17/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
06/08/2004 - 07/06/2005
IFMG SECURITIES, INC. (PURCHASE NY)
MO
08/03/2001 - 06/16/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
11/09/1998 - 04/30/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/09/1998 - 04/30/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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