Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Trinder-miller is a financial advisor who has been in the industry since 2003. Catherine is currently registered with Raymond James & Associates, Inc. and has been with the firm since 2015. Catherine has held previous positions with Morgan Stanley Distribution, Inc., Morgan Stanley & Co., Incorporated, Smith Barney Inc., and Prudential Securities Incorporated. Catherine is registered in 11 states and holds the Series 2, 7, 63 and 65 licenses. Catherine provides financial planning, portfolio management and other services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/15/2015 - Present
Raymond James & Associates, Inc. (PONTE VEDRA BEACH FL)
FL
03/28/2013 - 12/09/2013
RAYMOND JAMES & ASSOCIATES, INC. (JACKSONVILLE FL)
NY
08/23/2006 - 04/29/2011
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
07/10/2000 - 01/26/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/23/1996 - 08/11/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
02/22/1996 - 09/20/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1993
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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