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Catherine Marie Tobben

PFS Investments Inc.

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About Catherine Marie Tobben

Catherine Tobben is a registered representative with PFS Investments Inc. with over 18 years of experience in the financial services industry. Catherine has held previous positions with Northern Trust Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc., and Harris Investor Services, Inc. Catherine is registered to provide securities advice in Illinois. Catherine specializes in providing portfolio management for individuals.

Firm Information

Catherine Tobben is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Catherine Tobben’s Registration & Firm History

IL

01/16/2020 - Present

PFS Investments Inc. (SKOKIE IL)

IL

09/15/2014 - 01/25/2018

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

IL

04/08/2011 - 01/03/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

IL

11/19/2008 - 05/05/2009

J.P. MORGAN SECURITIES INC. (CHICAGO IL)

IL

10/18/2006 - 06/28/2007

HARRIS INVESTOR SERVICES, INC. (WINNETKA IL)

NY

12/18/2002 - 02/13/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/10/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Marie Tobben.
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